Lisa Troe

Senior Advisor

Lisa Troe is a Senior Advisor with Control Risks’ Regulatory, Risk and Investigations practice in the Americas region. She has extensive experience in public company governance and oversight; accounting, financial reporting and disclosure; processes and controls; enterprise risk and crisis management; and forensic accounting, financial investigations, and securities litigation.

  • Americas
  • Corruption, Fraud and Regulatory Investigations
  • Regulatory Investigations Response
  • Enterprise Risk Management

Lisa Troe is a Senior Advisor with Control Risks’ Regulatory, Risk and Investigations practice in the Americas region. She has extensive experience in public company governance and oversight; accounting, financial reporting and disclosure; processes and controls; enterprise risk and crisis management; and forensic accounting, financial investigations, and securities litigation. Working on behalf of legal counsel, boards of directors and senior management of public and private corporations, Lisa advises on SEC enforcement matters.

Relevant experience:
  • Engaged as testifying expert in defense of former CEO of computer hardware manufacturing company in litigation brought by SEC. Lisa provided Expert Report and deposition concerning, among other things, corporate internal forecasting of revenue, revenue recognition under generally accepted accounting principles (GAAP), and public company forward-looking guidance and related disclosures.
  • Advised counsel of online consumer retail company that was the subject of securities litigation and SEC Enforcement interest. Lisa provided theories that Plaintiffs’ expert would likely pursue and suggested countertheories; theories that SEC Enforcement may investigate and possible scenarios and recommendations for defense planning; and public company accounting, financial reporting and disclosure expertise.
  • For public logistics services company with 310 offices in 50 countries that was the subject of SEC investigation, Lisa analyzed issues that included systems of internal controls, systems integration practices, internal rollup of financial reporting information, and public disclosures to investors, and reviewed documents, and assisted counsel in witness interviews and preparation of employee witnesses for SEC testimony.

Lisa brings almost 40 years of business and professional experience including the U.S. Securities and Exchange Commission. Lisa is an experienced public company director and audit committee chair, a CPA and Audit Committee Financial Expert, an NACD Board Leadership Fellow, CERT certified in cybersecurity, and has significant experience collaborating with boards and executives. Lisa graduated with honors from the University of Colorado and holds a Bachelor of Science degree in Business Administration.

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