Control Risks played a pivotal role in supporting a major multinational financial services and investment banking client through comprehensive RelativityOne managed services. Acting as an embedded extension of the client’s internal legal and IT teams, we deliver tailored solutions that drive efficiency, defensibility, and compliance across a wide range of legal and regulatory matters.
Scaling operations led to compliance complexities
Our client - a global investment bank with operations spanning capital markets, wealth management, and institutional finance - needed a discovery partner capable of integrating seamlessly into their internal workflows. With a steady volume of internal investigations, litigation, and disputes, along with growing demands around data privacy and DSARs, they required a solution that could scale, adapt, and deliver with precision.
Our customised solutions enhance operational efficiency
Control Risks deployed a dedicated RelativityOne environment with a client-specific domain to ensure secure, streamlined collaboration.
Our team operated as a true extension of the client’s legal and IT functions, supporting:
- Internal Investigations & Disputes by providing end-to-end support for sensitive matters requiring rapid data access and defensible workflows
- Data Privacy & DSARs through the efficient handling of data subject access requests using custom workflows and automation
- Technology Assisted Review (TAR) with the active use of TAR workflows to identify relevant and key documents in opposing party productions totaling over 250GB
- Integrated Support Model using embedded resources that bridge legal, compliance, and IT, ensuring alignment and responsiveness across departments
Our approach was designed to help scaling firms ensure compliance across global operational footprints and manage data and cyber security at every level.
Results-driven compliance delivered
By embedding our team and technology directly into the client’s operations, Control Risks enabled faster turnaround times, reduced outside counsel dependency, and improved defensibility across the client's discovery and privacy engagements.
By the Numbers:
- Dedicated RelativityOne domain deployed for secure collaboration
- 250+ GB of opposing party productions reviewed using GenAI and TAR workflows
- Ongoing support for internal investigations, litigation, DSARs, and privacy compliance
- Integrated team model spanning legal, compliance, and IT functions
Our proactive approach to risk management and legal compliance has made us a trusted partner in navigating complex regulatory landscapes.